-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfWY+cm+CKKxRTrpZkWq4VS7YKmy7nALX0I1y/cUC9zqOHULGwmw6Xy505/f602a wk9zdxiFEAkUHh0XjBqTzQ== 0000902664-07-000876.txt : 20070214 0000902664-07-000876.hdr.sgml : 20070214 20070214132559 ACCESSION NUMBER: 0000902664-07-000876 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Solar Thin Films, Inc. CENTRAL INDEX KEY: 0000859792 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CONSTRUCTION & MINING (NO PETRO) MACHINERY & EQUIP [5082] IRS NUMBER: 954359228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41701 FILM NUMBER: 07617496 BUSINESS ADDRESS: STREET 1: 108 VILLAGE SQUARE STREET 2: SUITE #327 CITY: SOMERS STATE: NY ZIP: 10589 BUSINESS PHONE: 6312542136 MAIL ADDRESS: STREET 1: 108 VILLAGE SQUARE STREET 2: SUITE #327 CITY: SOMERS STATE: NY ZIP: 10589 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN UNITED GLOBAL INC DATE OF NAME CHANGE: 20021018 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN UNITED GLOBAL INC DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: ALROM CORP DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FIDUCIARY LLC CENTRAL INDEX KEY: 0001141111 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: THE CAYMAN CORPORATE CENTRE, 4TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 3459451400 MAIL ADDRESS: STREET 1: P.O. BOX 30554 STREET 2: SEVEN MILE BEACH CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 SC 13G/A 1 sc13ga.txt SOLAR THIN FILMS, INC. SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solar Thin Films, Inc. (f/k/a American United Global, Inc.) (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 030344501 (CUSIP Number) December 31, 2006 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ---------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 15 Pages CUSIP No. 030344501 13G/A Page 2 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Smithfield Fiduciary LLC - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** OO - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 3 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge International LLC - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** OO - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 4 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge Capital Corporation - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** OO - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 5 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge Capital L.P. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** PN - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 6 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge Master L.P. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** PN - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 7 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge GP, Ltd. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** OO - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 8 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge GP, LLC - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** OO - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 9 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Highbridge Capital Management, LLC 20-1901985 - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** OO - Limited Liability Company - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 10 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Glenn Dubin - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** IN - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 11 of 15 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Henry Swieca - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER 0 SHARES ----------------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) OWNED BY ----------------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ----------------------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,000 shares of Common Stock $1,125,000 principal amount of convertible promissory notes, convertible into a maximum of 1,312,500 shares of Common Stock Warrants to purchase up to 2,000,000 shares of Common Stock (see Item 4(a)) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.99% (see Item 4(a)) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON ** IN - -------------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 030344501 13G/A Page 12 of 15 Pages This Amendment No. 1 (this "Amendment") amends the report on Schedule 13G (the "Schedule 13G")filed by the Reporting Persons on June 26, 2006 relating to common stock, $0.01 par value (the "Common Stock") of Solar Thin Films, Inc. (f/k/a American United Global, Inc.) (the "Company"). Capitalized terms used herein but not otherwise defined have the meanings set forth in the Schedule 13G. This amendment amends and restates items 1, 4 and 5 in there entirety as set forth below. Item 1. (a) Name of Issuer Solar Thin Films, Inc. (b) Address of Issuer's Principal Executive Offices 108 Village Square-#327 Somers, New York 10589 Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: As of the date of this filing, each of Smithfield Fiduciary LLC, Highbridge International LLC, Highbridge Master L.P., Highbridge Capital Corporation, Highbridge Capital L.P., Highbridge GP, Ltd., Highbridge GP, LLC, Highbridge Capital Management, LLC, Glenn Dubin and Henry Swieca (collectively, the "Reporting Persons") may be deemed the beneficial owner of (i) 1,080,000 shares of Common Stock owned by Smithfield Fiduciary LLC (ii) a $125,000 convertible promissory note, convertible, depending on the price of the Common Stock at the time of conversion, into up to 312,500 shares of Common Stock (as described in the Current Report on Form 8-K of the Company, dated September 20, 2005), (iii) a $1,000,000 convertible promissory note, convertible into 1,000,000 shares of Common Stock (as described in the Current Report on Form 8-K of the Company, dated June 20, 2006 (the "June 8-K")), and (iv) Series A Warrants, Series B Warrants, Series C Warrants and Series D Warrants each one of which is exercisable for up to 500,000 shares of Common Stock (as described in the June 8-K), in each case subject to adjustment and limitations on exercise as set forth in such securities. However, pursuant to the terms of the relevant instruments, Smithfield Fiduciary cannot convert or exercise any of these convertible notes or warrants to the extent that Smithfield Fiduciary would beneficially own after any such conversion or exercise more than 4.99% of the outstanding Common Stock. Smithfield Fiduciary LLC is a wholly-owned subsidiary of Highbridge International LLC. Highbridge International LLC is a subsidiary of Highbridge Master L.P. Highbridge Capital Corporation and Highbridge Capital L.P. are limited partners of Highbridge Master L.P. Highbridge GP, Ltd. is the General Partner of Highbridge Master L.P. Highbridge GP, LLC is the General Partner of Highbridge Capital L.P. Highbridge Capital Management, LLC is the trading manager of Smithfield Fiduciary LLC, Highbridge International LLC, Highbridge Capital Corporation, Highbridge Capital L.P. and Highbridge Master L.P. Glenn Dubin is a Co-Chief Executive Officer of Highbridge Capital CUSIP No. 030344501 13G/A Page 13 of 15 Pages Management, LLC. Henry Swieca is a Co-Chief Executive Officer of Highbridge Capital Management, LLC. The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of Common Stock owned by another Reporting Person. In addition, each of Highbridge Capital Management, LLC, Highbridge GP, Ltd., Highbridge GP, LLC, Glenn Dubin and Henry Swieca disclaims beneficial ownership of Common Stock owned by Smithfield Fiduciary LLC and Highbridge International LLC. (b) Percent of class: Based upon the Form 10-QSB filed by the Company on November 20, 2006, the Company had 26,031,354 shares of Common Stock outstanding as of November 13, 2006. Therefore, based on the Company's outstanding Common Stock, and taking into account the limitations on the exercise of the Warrants and conversion of the convertible promissory notes, each of the Reporting Persons may be deemed to beneficially own 4.99% of the outstanding Common Stock of the Company. The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of Common Stock owned by another Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote See Item 4(a) (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of See Item 4(a) Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x] CUSIP No. 030344501 13G/A Page 14 of 15 Pages SIGNATURES After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. Dated: February 14, 2007 SMITHFIELD FIDUCIARY LLC HIGHBRIDGE INTERNATIONAL LLC By: Highbridge Capital Management, LLC By: Highbridge Capital Management, LLC Its Trading Manager Its Trading Manager By: /s/ Carolyn Rubin By: /s/ Carolyn Rubin ---------------------------- ---------------------------- Name: Carolyn Rubin Name: Carolyn Rubin Title: Managing Director Title: Managing Director HIGHBRIDGE CAPITAL CORPORATION HIGHBRIDGE CAPITAL L.P. By: Highbridge Capital Management, LLC By: Highbridge GP, LLC Its Trading Manager its General Partner By: /s/ Carolyn Rubin By: /s/ Clive Harris ---------------------------- ---------------------------- Name: Carolyn Rubin Name: Clive Harris Title: Managing Director Title: Director HIGHBRIDGE MASTER L.P. HIGHBRIDGE GP, LTD. By: Highbridge GP, Ltd. its General Partner By: /s/ Clive Harris By: /s/ Clive Harris ---------------------------- ---------------------------- Name: Clive Harris Name: Clive Harris Title: Director Title: Director HIGHBRIDGE GP, LLC HIGHBRIDGE CAPITAL MANAGEMENT, LLC By: /s/ Clive Harris By: /s/ Carolyn Rubin ---------------------------- ---------------------------- Name: Clive Harris Name: Carolyn Rubin Title: Director Title: Managing Director CUSIP No. 030344501 13G/A Page 15 of 15 Pages /s/ Glenn Dubin /s/ Henry Swieca - ---------------------------- ---------------------------- GLENN DUBIN HENRY SWIECA -----END PRIVACY-ENHANCED MESSAGE-----